UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
|
| |||
(State or other jurisdiction | (Commission | (I.R.S. Employer | ||
of incorporation) | File Number) | Identification No.) |
Aerovate Therapeutics, Inc.
(Address of principal executive offices, including zip code)
(
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
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Emerging growth company
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Aerovate Therapeutics, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) on June 6, 2023. As of April 14, 2023, the record date for the Annual Meeting, there were 24,850,842 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting. The Company’s stockholders voted on the following matters, which are described in detail in the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission on April 19, 2023: (i) to elect each of Allison Dorval and Joshua Resnick, M.D. as a Class II member of the board of directors, to serve until the Company’s 2026 Annual Meeting of Stockholders and until her or his successor is duly elected and qualified (“Proposal 1”), and (ii) to ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 (“Proposal 2”).
Proposal 1 - Election of Class II Director Nominees
The Company’s stockholders approved the Class II director nominees recommended for election in Proposal 1 at the Annual Meeting. The results of Proposal 1 were as follows:
Class II Director Nominee |
| Votes For |
| Votes Withheld |
| Broker |
Allison Dorval |
| 18,685,353 |
| 366,333 |
| 2,132,996 |
Joshua Resnick, M.D. |
| 18,169,764 |
| 881,922 |
| 2,132,996 |
Proposal 2 - Ratification of Appointment of the Company’s Independent Registered Public Accounting Firm
The Company’s stockholders ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The results of Proposal 2 were as follows:
Votes For |
| Votes Against |
| Abstain | Broker Non-Votes |
21,184,481 |
| 0 |
| 201 | 0 |
No other matters were submitted to or voted on by the Company’s stockholders at the Annual Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Aerovate Therapeutics, Inc. | ||
Date: June 8, 2023 | By: | /s/ George A. Eldridge | |
George A. Eldridge | |||
Chief Financial Officer | |||